DXG: Right issue

- Right code: MIRDXG251
- ISIN code: VNMIRDXG2516 (Effective date of code allocation: 14/01/2025; effective date of code cancellation: 19/02/2025)       
- Planned quantity of issued shares: 150,146,548 shares
- Issue price: VND 12,000/share
- Execution rate: 24:5 (shareholders are entitled to 1 right for each share that they own and to buy 5 new shares for every 24 rights).
- Principle of rounding; handling fractional shares and unsubscribed shares (if any): 
+ Principle of rounding: The number of additional shares offered to each existing shareholder will be rounded down to the whole number.
- Principle of handling fractional shares and unsubscribed shares:
·     The remaining shares that are not fully offered/not fully distributed include:
(i)     The remaining shares due to existing shareholders refusing to buy part or all of them during the offering.
(ii)     The odd number of shares arising from rounding down when calculating the number of shares that existing shareholders are entitled to buy according to the offering ratio.
(iii)     The difference between the number of shares expected to be offered (150,146,548 shares) and the number of shares actually offered.
·     These remaining shares will be offered by the Company's Board of Directors to other investors with offering conditions no more favorable than those offered to existing shareholders.
·     Other investors who purchase the shares that are not fully offered according to the decision of the Company's Board of Directors will be restricted from transferring within 01 year from the date of closing the offering.
·    The handling of unsold shares must comply with the provisions of Article 42 of Decree No. 155/2020/ND-CP dated December 31, 2020 and ensure other conditions as prescribed in Clause 2, Article 195 of the Law on Enterprises and other relevant provisions of current law.
·    In case the deadline for distributing shares expires as prescribed by law (including the extended period (if any)), if there are still undistributed shares, these undistributed shares will be canceled and the Board of Directors will decide to end the offering.
- For example: On the date of closing the list of shareholders to carry out the additional offering of shares, shareholder Nguyen Van A currently owns 123 shares. At that time, shareholder A will receive additional purchase rights corresponding to (123 x 5):24 = 25.625 shares. After rounding down to the whole number, the number of shares that shareholder A can buy is 25 shares.
- Measures to ensure compliance with foreign ownership regulations:
+ The Board of Directors of the Company has approved a commitment to ensure compliance with the maximum foreign ownership ratio at the Company of 50% during the implementation of the additional share offering to existing shareholders. Specifically:
+ If all existing shareholders exercise their purchase rights according to the proportion of shares owned, the foreign ownership ratio at the Company will not change. In case there are undistributed shares (odd shares, remaining shares due to existing shareholders refusing to buy...) in this offering, the Board of Directors will prioritize distribution to domestic investors. In case of distribution to foreign investors, the Board of Directors commits to ensure compliance with the maximum foreign ownership ratio at the Company of no more than 50% as prescribed.
+ The Company commits to comply with the principle of distributing shares of the additional share offering to existing shareholders not exceeding the maximum foreign ownership ratio at the Company of 50% in all cases.
+ Time for transfer of right issue: From 14/01/2025 to 05/02/2025
+ The right to purchase can only be transferred 1 (one) time. The right to purchase shares can be divided into small amount for transfer to different investors according to the agreement between the two parties.
- Regulations on purchased securities:
+ Time for subscription and payment: From 13/01/2025 to 17/02/2025.
+ The securities ordered are freely transferable. Existing shareholders who own shares that are in the restricted transfer period are still entitled to purchase shares. The number of additional shares purchased from this purchase right is not subject to transfer restrictions.
- Place for implementation:
+ The holders whose shares have been deposited have to make transfer of purchase right, subscription and payment at the depository members (DMs) where they opened depository accounts.
+ The holders whose shares have not been deposited will make right transfer, subscription at Dat Xanh Group Joint Stock Company, Chau Son industrial zone, No. 2W Ung Van Khiem, Ward 25, Binh Thanh District, Ho Chi Minh City 
- Information on blockade account for subscription:
+ Account holder: Dat Xanh Group Joint Stock Company
+ Account number: 110.621.203.688
+ Account opening place: Viettinbank – 4 Hochiminh Branch.
Schedule for DMs to process right issue with VSDC is detailed in the attached file.
Depository members (DMs) are requested to compare the securities holders’ information in the List generated and sent in the form of Certificate of Authorization by VSDC with the information managed by DMs then send Confirmation (Form 03/THQ) in the form of Certificate of Authorization on the accuracy of the list of shareholders (For DMs who have not completed the connection to VSDC’s terminal-based gateway/ISO-based gateway or where the connection has been disrupted, the Confirmation with Certificate of Authorization shall be sent to thongbaoxacnhan@vsd.vn). In case of rejection due to data errors, DMs are requested to send written notice on details of errors for necessary correction.
Deadline for sending confirmation: by 10.30 am, 09/01/2025.
If DMs do not send confirmation document by the above deadline, VSDC will consider the list provided to DMs by VSDC tobe accurate and confirmed. In case of arising disputes and losses to shareholders, DMs will have to bear all the related responsibilities.
DMs are requested to fully inform this notice to each investor who has deposited the above shares at DMs within 03 working days from the date on the notice.
SCHEDULE FOR EXECUTION OF RIGHT ISSUE OF DXG SHARES
- Security name: share of Dat Xanh Group Joint Stock Company
- Record date: 07/01/2025
- Deadline for depository members’ submission of Confirmation of securities owners entitled to right issue: by 10.30am on 09/01/2025
- Time period for right transfer: from 14/01/2025 to 05/02/2025.
- Time period for subscription: from 14/01/2025 to 14/02/2025.
- Deadline for members' submission of subscription list and making relevant payment to VSDC branch: 18/02/2025
- Account for cash transferring:
+ Account number:  1190078737
+ Account name: Viet Nam Securities Depository and Clearing Corporation - Hochiminh branch
+ At the bank: BIDV – Nam Ky Khoi Nghia Branch.