PDV: Notice of record date for share issue to outstanding shareholders

1. Issuer: Phuong Dong Viet Shipping and Logistics Corporation
2. Stock code: PDV
3. Par value: VND 10,000/share
4. Record date: 11/09/2023
5. Ex-date: 08/09/2023
6. Reason:
     * Share issue to outstanding shareholders:
          - Number of shares to be issued: 11,977,345
          - Exercise rate: 1.000:385 (Shareholders who own 01 share at the record date of the list to exercise their right are entitled to 01 buying right, for every 1,000 buying rights they have the right to buy 385 new shares of this issuance.)
          - Issue price: VND 10,000/share
          - Rounding method: Number of shares received will be rounded down to units digit. Issued shares are not subject to transfer restrictions. Shareholders in a transfer-restricted situation still receive the right to buy shares. The number of additional shares purchased from this right is not subject to transfer restrictions;
          - For odd lot shares and undistributed shares: Odd shares and unsold shares will be distributed to other subjects with price not lower than that offered to outstanding shareholders.
​+ For the number of odd shares and remaining shares that shareholders do not buy in full (if any), the Board of Directors will determine the objects and quantity of distribution to bring the highest efficiency to the Company. The selling price for remaining shares and retail shares is not lower than 10,000 VND/share. These shares (if any) will be restricted from transfer within 01 year from the date of completion of the offering;
+ The company commits to handle fractional shares and remaining shares due to unregistered shareholders to ensure the provisions in Article 42, Decree No. 155/2020/ND-CP dated December 31, 2020 stipulated details of implementation of a number of articles of the Securities Law;
+ The Company commits not to distribute shares to Subsidiaries and Subsidiaries within the same Parent Company, ensuring compliance with Clause 2, Article 195, Law on Enterprises 2020 No. 59/2020/QH14: “Subsidiaries You are not allowed to invest in buying shares or contribute capital to the parent company. Subsidiaries of the same parent company are not allowed to simultaneously contribute capital or buy shares for cross-ownership."'
+ In case a shareholder or investor (including a member of the Board of Directors) buys shares to be distributed according to this offering plan, resulting in ownership of the total number of voting shares exceeding the required ratio. a public tender offer in accordance with law, such entity is responsible for carrying out the procedures for a public tender in accordance with law. The Company will comply with the provisions of the law.
For example, on the record date of the list, shareholder Nguyen Van A owns 100 shares and will be entitled to 100 purchase rights. At that time, the number of additional shares issued to shareholder A is as follows: (100/1,000)* 385 shares = 38.5 shares. According to the principle of rounding down to the number of units, the actual number of shares that shareholder A can buy is 38 shares.
          - Times for transfer of share purchase rights: once
          - Stock type: common, free-float share
          - Time for transfer of purchase rights:
               + Start date: 15/09/2023
               + End date: 03/10/2023
          - Buy call date:
               + Start date: 15/09/2023
               + End date: 06/10/2023
          - Exercise Place:
               + For deposited shares: securities companies where shares of shareholders have been deposited
               + For undeposited shares: Phuong Dong Viet Shipping and Logistics Corporation
          - Blocked account:
               + Account name: Phuong Dong Viet Shipping and Logistics Corporation
               + Account number: 7976777879
               + Bank name: Vietcombank – West Saigon Branch